Warnings and Proposals

The International Financial Oversight Committee issues warnings and proposals regularly as part of our continued responsibility to investor protection and regulation of our member companies and markets.

Warnings

The International Financial Oversight Committee Warns About Lack of Transparency in European Banking System.

The International Financial Oversight Committee Issues Alert on Retirement Portfolios.

The International Financial Oversight Committee Warns on Financial Advisors Using Senior Designations to Fool Retirees.

The International Financial Oversight Committee Warns About the Proliferation of Fake Gold Stocks.

Proposals

Proposal – Changes to Corporate Governance in M&A Transactions

Proposal – The International Financial Oversight Committee Proposes Regulation for Commodity Brokers